| Australian Government Simplified Trade System Implementation Taskforce | Consultation Paper on Simplified Trade System | May 2024 | File |
| Financial Action Task Force (FATF) | Public Consultation on Recommendation 16 on Payment Transparency | May 2024 | File |
| US Financial Crimes Enforcement Network (FinCen) | Proposed rule for Anti-Money Laundering Regulations for Residential Real Estate Transfers | April 2024 | File |
| Stock Exchange of Thailand (SET) | Consultation on the enhancement of regulatory measures | April 2024 | File |
| US Financial Crimes Enforcement Network (FinCen) | Proposed rule for Anti-Money Laundering/Countering the Financing of Terrorism program and suspicious activity report filing requirements for registered investment advisers and exempt reporting advisers | April 2024 | File |
| European Financial Reporting Advisory Group (EFRAG) | Consultation on the Draft Article 8 XBRL Taxonomy | April 2024 | File |
| European Financial Reporting Advisory Group (EFRAG) | Consultation on the Draft ESRS Set 1 XBRL Taxonomy | April 2024 | File |
| Trade and Technology Council (TTC) | Proposed rule on the Digital Identity Mapping Exercise Report | March 2024 | File |
| European Banking Authority (EBA) | Discussion Paper on the centralization of EEA banks Pillar 3 disclosures in the EBA Pillar 3 data hub | March 2024 | File |
| Commodity Futures Trading Commission (CFTC) | Proposed rule for operational resilience framework for futures commission merchants, swap dealers, and major swap participants | March 2024 | File |
| European Supervisory Authorities | Consultation on Draft ITS specifying certain tasks of collection bodies and certain functionalities of the European Single Access Point | February 2024 | File |
| Financial Conduct Authority (FCA) | Improving transparency for bond and derivatives markets | February 2024 | File |
| International Organization of Securities Commissions (IOSCO) | Consultation Report on Voluntary Carbon Markets (VCMs) | February 2024 | File |
| International Financial Services Centers Authority | Consultation paper on Seeking suggestions for review of IFSCA (Issuance and Listing of Securities) Regulations, 2021 | February 2024 | File |
| Australian Treasury | Consultation Paper on Climate-related financial disclosure: exposure draft explanatory memorandum | February 2024 | File |
| European Banking Authority | Consultation on Guidelines on preventing the abuse of funds and certain crypto-assets transfers for ML/TF (Travel rule Guidelines) | February 2024 | File |
| Consumer Financial Protection Bureau (CFPB) | Defining Larger Participants of a Market for General-Use Digital Consumer Payment Applications | January 2024 | File |
| Consumer Financial Protection Bureau (CFPB) | Required Rulemaking on Personal Financial Data Rights | December 2023 | File |
| European Securities and Markets Authority | Second Consultation Paper for MiCA Implementation | December 2023 | File |
| International Auditing and Assurance Standards Board (IAASB) | Understanding International Standard on Sustainability Assurance 5000 | IAASB | December 2023 | File |
| Swiss Federal Council | Federal Council initiates consultation on strengthening the anti-money laundering framework | November 2023 | File |
| European Commission | Rationalisation of reporting requirements | November 2023 | File |
| Securities and Exchange Board of India (SEBI) | Consultation Paper on framework for mandating additional disclosures from Foreign Portfolio Investors (FPIs) | June 2023 | File |
| Securities and Exchange Commission | Proposed Rule for safeguarding advisory client assets | May 2023 | File |
| European Commission | Public procurement – EU rules on electronic invoicing in public procurement (evaluation) | April 2023 | File |
| Office of Financial Research, Department of Treasury | Proposed rule on non-centrally cleared bilateral transactions in the U.S. repurchase agreement market | March 2023 | File |
| Bureau of Consumer Financial Protection | Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders | March 2023 | File |
| European Banking Authority | Consultation on effective management of ML/TF risks when providing access to financial services (EBA/CP/2022/13) | February 2023 | File |
| Australian Treasury | Consultation Paper A Strategic Plan for the Payments System | February 2023 | File |
| GBBC Digital Finance (GDF) | Global Cryptoasset Standards Consultation | February 2023 | File |
| US Financial Crimes Enforcement Network (FinCen) | Beneficial Ownership Information Access and Safeguards, and Use of FinCEN Identifiers for Entities | February 2023 | File |
| UK Financial Conduct Authority | Sustainability Disclosure Requirements (SDR) and Investment Labels Consultation Paper | January 2023 | File |
| BaFin | Referentenentwurf einer Verordnung f\xFCr die elektronisch Kommunikation nach dem Kapitalanlagegesetzbuch (Kapitalanlage-e-Kommunikationsverordnung \u2013 KAeKV) | January 2023 | File |
| Financial Action Task Force (FATF) | Revision of Recommendation 25 and its Interpretive Note Public Consultation | December 2022 | File |
| Financial Action Task Force (FATF) | Guidance on Beneficial Ownership (Recommendation 24) Public Consultation | December 2022 | File |
| Financial Stability Board (FSB) | International Regulation of Crypto-asset Activities: A proposed framework \u2013 questions for consultation | December 2022 | File |
| Securities and Exchange Commission | Proposed Rule on Outsourcing by Investment Advisers | December 2022 | File |
| Financial Stability Board (FSB) | Consultation Paper for Achieving Greater Convergence in Cyber Incident Reporting | December 2022 | File |
| Organization for Economic Cooperation and Development (OECD) | Public Consultation on Draft Revisions to the G20/OECD Principles of Corporate Governance | October 2022 | File |
| Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) | Proposed Rule on Amendments for Form PF | October 2022 | File |
| European Securities and Markets Authority | Consultation Paper Draft technical standards on the notifications for cross-border marketing and cross-border management of Alternative Investment Funds (AIFs) and Undertakings for Collective Investment in Transferable Securities (UCITS) | September 2022 | File |
| European Securities and Markets Authority | Consultation Paper Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | September 2022 | File |
| European Payment Council | Public Consultation on the SEPA Payment Account Access Scheme Rulebook | September 2022 | File |
| Securities and Exchange Commission | Proposed Rule for Investment Company Names | August 2022 | File |
| Securities and Exchange Commission | Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment Practices | August 2022 | File |
| European Financial Reporting Advisory Group (EFRAG) | Public Consultation on European Sustainability Reporting Standards (ESRS) Exposure Drafts | August 2022 | File |
| Australian Transaction Reports and Analysis Centre (AUSTRAC) | Draft Rules to amend Chapter 16 | August 2022 | File |
| Financial Action Task Force (FATF) | | August 2022 | File |
| International Sustainability Standards Board (ISSB) | Exposure Draft General Requirements for Disclosure of Sustainability-related Financial Information | July 2022 | File |
| Australian Securities and Investments Commission (ASIC) | Regarding Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation | July 2022 | File |
| European Commission | Consultation Document Targeted Consultation on Open Finance Framework and Data Sharing in the Financial Sector | July 2022 | File |
| European Commission | Consultation Document Targeted Consultation on the Review of the Revised Payment Services Directive (PSD2) | July 2022 | File |
| Financial Stability Board | Supervisory and Regulatory Approaches to Climate-related Risks Interim Report | June 2022 | File |
| European Commission | Call for Evidence for an initiative titled effectively banning products produced, extracted or harvested with forced labor | June 2022 | File |
| Securities and Exchange Commission (SEC) | Proposed rules for the special purpose acquisition companies (SPACs), shell companies, and projections | June 2022 | File |
| Securities and Exchange Commission (SEC) | Proposed rule for relating to security-based swap execution and registration and regulation of security-based swap execution facilities | June 2022 | File |
| European Commission | Initiative titled a digital Euro for the EU | June 2022 | File |
| European Commission | Initiative titled ESG ratings and sustainability risks in credit ratings | June 2022 | File |
| Securities and Exchange Commission (SEC) | Proposed Rule for the enhancement and standardization of climate-related disclosures for investors | May 2022 | File |
| Network for Greening the Financial System (NGFS) | Survey Consultation on the NGFS Directory | May 2022 | File |
| European Commission | VAT in the Digital Age | May 2022 | File |
| European Commission | Consultation on the \u201CUpgrading digital company law\u201D | April 2022 | File |
| European Commission | Inception Impact Assessment titled Fighting the Use of Shell Entities and Arrangements for Tax Purposes | April 2022 | File |
| US Securities and Exchange Commission | Money Market Fund Reforms | April 2022 | File |
| Organization for Economic Cooperation and Development (OECD) | Public Consultation Document on the Crypto-Asset Reporting Framework and Amendments to the Common Reporting Standard | April 2022 | File |
| US Securities and Exchange Commission | Proposed Rule for the Security-based Swaps Market | March 2022 | File |
| Financial Crimes Enforcement Network (FinCEN) | Notice of Proposed Rulemaking on the Sharing of Suspicious Activity Reports | March 2022 | File |
| European Banking Authority | Consultation Paper for the Draft Guidelines on the use of Remote Customer Onboarding Solutions under Article 13(1) of Directive (EU) 2015/849 | March 2022 | File |
| European Securities and Markets Authority (ESMA) | Call for Evidence DLT Pilot Regime and review of MiFIR regulatory technical standards on transparency and reporting | March 2022 | File |
| Ministry of Electronics and IT | India Digital Ecosystem Architecture (InDEA) 2.0 Consultation | February 2022 | File |
| Bank of England and Financial Conduct Authority | Joint Consultation Paper on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR | February 2022 | File |
| Basel Committee on Banking Supervision (BCBS) | Consultative Document Principles for the effective management and supervision of climate-related financial risks | February 2022 | File |
| Financial Crimes Enforcement Network (FinCEN) | Beneficial Ownership Information Reporting Requirements | February 2022 | File |
| Financial Crimes Enforcement Network (FinCEN) | Review of Bank Secrecy Act Regulations and Guidance | February 2022 | File |
| European Commission | Legislative Initiative for Corporate reporting \u2013 improving its quality and enforcement | February 2022 | File |
| Singapore Accounting and Corporate Regulatory Authority (ACRA) | Proposed Legislative Amendments Relating to the Companies Act | February 2022 | File |
| Bureau of Consumer Financial Protection | Request for Information Regarding the HMDA Rule Assessment | January 2022 | File |
| International Organization of Securities Commission (IOSCO) | Principles for the Regulation and Supervision of Commodity Derivatives Markets Consultation Report | January 2022 | File |
| Financial Stability Board | Survey for the Building Block 6 of the Roadmap for enhancing Cross-border Payments | January 2022 | File |
| UK Payments Systems Regulator (PSR) | Authorized Push Payment (APP) Scams Consultation Paper | January 2022 | File |
| Securities and Exchange Commission | Proposed Rule for Reporting of Securities Loans | January 2022 | File |
| Basel Committee on Banking Supervision, Committee on Payments and Market Infrastructures and International Organization of Securities Commissions | Consultative Report Review of Margining Practices | January 2022 | File |
| Bureau of Consumer Financial Protection | Small Business Lending Data Collection Under the Equal Credit Opportunity Act (Regulation B) | January 2022 | File |
| Board of Governors of the Federal Reserve System | New Message Format for the Fedwire\u2000Funds Service | January 2022 | File |
| US Securities and Exchange Commission | Proposed Rule for Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers | December 2021 | File |
| European Payments Council (EPC) | Single Euro Payment Zone (SEPA) Instant Credit Transfer Scheme Rulebook Public Consultation on 2022 Change Requests | December 2021 | File |
| Financial Action Task Force (FATF) | | December 2021 | ) File |
| Chief Data Officers (CDO) Council and General Services Administration (GSA) | Request for Information on Behalf of the Federal Chief Data Officers Council | November 2021 | File |
| Berlin Group | Open Finance API Framework Implementation Guidelines for Extended Services Push Account Information Services | November 2021 | File |
| European Commission | Proposal for a Regulation of the European Parliament and of the Council on information accompanying transfers of funds and certain crypto-assets (recast) | November 2021 | File |
| National Credit Union Administration (NCUA) | Request for Information and Comment on Digital Assets and Related Technologies | October 2021 | File |
| European Commission | Public Consultation on Guidance on the Rules Applicable to the Use of Public-Private Partnerships in the Framework of Preventing and Fighting Money Laundering and Terrorist Financing | October 2021 | File |
| UK HM Treasury | Amendments to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Statutory Instrument 2022 Consultation | October 2021 | File |
| International Accounting Standards Board | Request for Information Third Agenda Consultation | September 2021 | File |
| Office of Management and Budget | office_of_management_andbudget-federal_zero_trust_strategy-draft_for_public_comment-_2021-09-07.pdf | September 2021 | File |
| European Financial Reporting Advisory Group (EFRAG) | Due Process Procedures for EU Sustainability Reporting Standard-Setting Consultation | September 2021 | File |
| International Organization of Securities Commission (IOSCO) | Environmental, Social and Governance [ESG] Ratings and Data Providers Consultation | August 2021 | File |
| European Banking Authority | Consultation on the new guidelines on cooperation and information exchange in the area of anti-money laundering and countering the financing of terrorism | August 2021 | File |
| Organization for Economic Cooperation and Development (OECD) | Public Consultation on the draft OECD high-level guidance regarding policy considerations on responsible innovation and adoption of distributed ledger technology [DLT] | August 2021 | File |
| Financial Action Task Force (FATF) | | August 2021 | File |
| European Commission | Proposed EU Artificial Intelligence Regulation | August 2021 | File |
| European Commission | Public Consultation on a Retail Investment Strategy for Europe | August 2021 | File |
| Board of Governors of the Federal Reserve System | Potential Modifications to the Federal Reserve Policy on Payment System Risk to Expand Access to Collateralized Intraday Credit, Clarify Access to Uncollateralized Credit, and Support the Deployment of the FedNow Service | August 2021 | File |
| Federal Deposit Insurance Company (FDIC) | Request for Information and Comment on Digital Assets | July 2021 | File |
| European Banking Authority | Draft Regulatory Technical Standards on Disclosure of Investment Policy by Investment Firms under Article 52 of Regulation (EU) 2019/2033 on the Prudential Requirements of Investment Firms | July 2021 | File |
| European Banking Authority | Public Consultation on the Guidelines on the Delineation and Reporting of Available Financial Means (AFM) of Deposit Guarantee Schemes (DGS) | July 2021 | File |
| European Insurance and Occupational Pensions Authority (EIOPA) | Consultation Paper on the Proposal for Revised Guidelines on the Use of Legal Entity Identifier (LEI) | June 2021 | File |
| European Payments Council | Change Request in a SEPA Payment Scheme | June 2021 | File |
| European Commission | Instant Payments Public Consultation for the EU | June 2021 | File |
| Securities and Exchange Commission | Disclosure Requirements for Nationally Recognized Statistical Rating Organizations (\u201CNRSROs\u201D) | June 2021 | File |
| European Banking Authority | Consultation on Draft Regulatory Technical Standards under Article 9a (1) and (3) of Regulation (EU) No 1093/2010 setting up an AML/CFT Central Database in the EU | June 2021 | File |
| European Commission | Strategy on Supervisory Data Collection in EU Financial Services | June 2021 | File |
| Securities and Exchange Commission | Public Input for Climate Change Disclosure | June 2021 | File |
| European Commission | | June 2021 | File |
| Federal Energy Regulatory Commission | Data Collection for Analytics and Surveillance and Market-Based Rate Purposes | June 2021 | File |
| European Securities and Markets Authority (ESMA) | Draft Technical Standards under the European Crowdfunding Service Providers (ESCP) Regulation Consultation Paper | May 2021 | File |
| European Supervisory Authorities (ESAs) | Joint Consultation Paper Taxonomy Related Sustainability Disclosures | May 2021 | File |
| U.S. Treasury, Financial Crimes Enforcement Network (FinCEN) | Beneficial Ownership Information Reporting Requirements | May 2021 | File |
| Sustainability Accounting Standards Board (SASB) | XBRL Taxonomy Consultation | May 2021 | File |
| Securities and Exchange Commission | Potential Money Market Fund Reform Measures in President\u2019s Working Group Report | April 2021 | File |
| Financial Action Task Force (FATF) | march2021-va_guidance_update-sixth_draft-_public_consultation.pdf | April 2021 | File |
| European Commission | Proposal for a Regulation of the European Parliament and of the Council on a Single Market for Digital Services (Digital Services Act) and amending Directive 2000/31/EC | March 2021 | File |
| UK Competition and Markets Authority | The Future Oversight of the CMA\u2019s Open Banking Remedies Open Consultation | March 2021 | File |
| UK Payment Systems Regulator | Delivery and regulation of the New Payments Architecture | March 2021 | File |
| European Commission | Targeted Consultation Document Establishment of a European Single Access Point (ESAP) for financial and non-financial information publicly disclosed by companies | March 2021 | File |
| UK Department for Digital, Culture, Media & Sport | The UK digital identity and attributes trust framework | March 2021 | File |
| National Credit Union Administration (NCUA) | Request for Information on NCUA Communications and Transparency | March 2021 | File |
| European Commission | Communication on Europe\u2019s digital decade 2030 digital targets | March 2021 | File |
| Australian Securities and Investments Commission (ASIC) | Consultation Paper for Proposed Changes to Simplify the ASIC Derivative Transaction Rules (Reporting): First Consultation | March 2021 | File |
| Securities and Exchange Commission | Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stock, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets | March 2021 | File |
| European Payments Council | Change Request Process of Single Euro Payment Area Request-to-Pay (SEPA RTP) Scheme Rulebook version 1.0 | February 2021 | File |
| UK HM Treasury | Financial Services Future Regulatory Framework Review Phase II Consultation | February 2021 | File |
| European Commission | Consultation Document Proposal for an Initiative on Sustainable Corporate Governance | February 2021 | File |
| Financial Reporting Council (FRC) | Future of Corporate Reporting Consultation | February 2021 | File |
| UK Department for Business, Energy and Industrial Strategy | Corporate Transparency and Register Reform Consultation on improving the quality and value of financial information on the UK companies register | February 2021 | File |
| European Commission | Targeted Consultation on the Review of the Regulation on Improving Securities Settlement in the European Union and on Central Securities Depositories (CSDs) | February 2021 | File |
| European Commission | Public Consultation on the Review of the Alternative Investment Fund Managers Directive (AIFMD) | January 2021 | File |
| European Commission | Feedback Request for Financial Transparency \u2013 Single EU Access Point for Company Information | January 2021 | File |
| European Commission | Proposal for a Public Consultation on the Review of the European Long-Term Investment Funds (ELTIF) Regulatory Framework | January 2021 | File |
| European Commission | Proposal for a Public Consultation on the Review of the European Long-Term Investment Funds (ELTIF) Regulatory Framework | January 2021 | File |
| Financial Action Task Force (FATF) | | January 2021 | File |
| European Commission | Feedback Request for Financial Transparency \u2013 Single EU Access Point for Company Information | January 2021 | File |
| European Central Bank | Questionnaire on a digital euro | January 2021 | File |
| Municipal Securities Rulemaking Board (MSRB) | Strategic Goals and Initiatives | January 2021 | File |
| U.S. Treasury, Financial Crimes Enforcement Network (FinCEN) | Notice of Proposed Rulemaking Regarding the Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets | January 2021 | File |
| Securities and Exchange Commission | Proposed Rule for Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements | January 2021 | File |
| Financial Action Task Force (FATF) | Digital Transformation Questionnaire | December 2020 | File |
| UK Department for Digital, Culture, Media & Sport | National Data Strategy | December 2020 | File |
| Securities and Exchange Commission | Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail To Enhance Data Security | November 2020 | File |
| European Securities and Markets Authority (ESMA) | MiFIR review report on the obligations to report transactions and reference data | November 2020 | File |
| U.S. Treasury, Financial Crimes Enforcement Network (FinCEN) | Anti-Money Laundering Program Effectiveness Advance Notice of Proposed Rulemaking (ANPRM) | November 2020 | File |
| UK Ministry of Housing, Communities and Local Government | Transparency and Competition: A call for evidence on data on land control | October 2020 | File |
| International Organization of Securities Commissions (IOSCO) | Consultation report for the use of artificial intelligence and machine learning by market intermediaries and asset managers | October 2020 | File |
| European Banking Authority | Draft Guidelines specifying the conditions for the application of the alternative treatment of institutions\u2019 exposures related to \u201Ctri-party repurchase agreements\u201D set out in Article 403(3) of Regulation (EU) 575/2013 for large exposures purposes | October 2020 | File |
| European Commission | Public consultation on the review of prudential rules for insurance and reinsurance companies (Solvency II) | October 2020 | File |
| UK HM Treasury | Payments Landscape Review: Call for Evidence | October 2020 | File |
| European Commission | Proposal for a Regulation amending Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015 on European long-term investment funds | October 2020 | File |
| European Commission | Sustainable Corporate Governance Inception Impact Assessment | October 2020 | File |
| European Commission | eIDAS Open Public Consultation | October 2020 | File |
| Securities and Exchange Commission | Proposed Rule for Reporting Threshold for Institutional Investment Managers | September 2020 | File |
| European Banking Authority | Call for input on \u2018de-risking\u2019 and its impact on access to financial services | September 2020 | File |
| European Commission | Digital Services Act Package Open Consultation | September 2020 | File |
| European Commission | Revision of the eIDAS Regulation \u2013 European Digital Identity (EUid) | September 2020 | File |
| European Supervisory Authorities (ESAs) | Joint Consultation Paper on ESG Disclosures | September 2020 | File |
| European Commission | eIDAS Review Technology providers, providers of trust services not covered by eIDAS, interest representation organizations of technology providers, standardization organizations | August 2020 | File |
| US Department of Labor | Interim Final Rule for the High-Wage Components of the Labor Value Content Requirements under the United States-Mexico-Canada Agreement Implementation Act | August 2020 | File |
| European Commission | Public consultation on an action plan for a comprehensive Union policy on preventing money laundering and terrorist financing | August 2020 | File |
| Monetary Authority of Singapore | Consultation Paper on a New Omnibus Act for the Financial Sector | August 2020 | File |
| European Banking Authority | Consultation Paper to update the identification methodology of global systemically relevant institutions (G-SIIs) form | August 2020 | File |
| European Commission | A Capital Markets Union for people and businesses \u2013 new action plan | August 2020 | File |
| European Commission | Public Consultation on the Renewed Sustainable Finance Strategy | July 2020 | File |
| European Banking Authority | Consultation Paper Draft Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions (The Risk Guidelines), amending Guidelines JC/2017/37 | July 2020 | File |
| European Securities and Markets Authority (ESMA) | Consultation Paper on Draft Implementing Technical Standards under the Regulation on Cross-Border Distribution of Funds | June 2020 | File |
| European Commission | Consultation on a New Digital Finance Strategy for Europe / FinTech Action Plan | June 2020 | File |
| European Commission | Consultation on a Retail Payments Strategy for the EU | June 2020 | File |
| European Securities and Markets Authority (ESMA) | Consultation Paper on Technical Standards on Reporting, Data Quality, Data Access and Registration of Trade Repositories under EMIR REFIT | June 2020 | File |
| Commodity Futures Trading Commission (CFTC) | Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR | June 2020 | File |
| Bank of England | Discussion Paper Central Bank Digital Currency | June 2020 | File |
| European Commission | Public Consultation on the Revision of the Non-Financial Reporting Directive (NFRD) | June 2020 | File |
| European Commission | European Strategy for Data Consultation | May 2020 | File |
| Commodity Futures Trading Commission (CFTC) | Swap Data Recordkeeping and Reporting Requirements (17 CFR Parts 45, 46 and 49) Notice of Proposed Rulemaking | May 2020 | File |
| European Commission | Inception Impact Assessment titled Commission Delegated Regulation on a Climate Change Mitigation and Adaptation Taxonomy | April 2020 | File |
| European Commission | Exchange of VAT-relevant payment data \u2013 Survey for Payment industry actors | April 2020 | File |
| Bank of England | Discussion Paper Transforming Data Collection from the UK Financial Sector | April 2020 | File |
| Pay.UK Standards Authority | Next Generation Standard for UK Retail Payments Consultation | March 2020 | File |
| Office of Management and Budget | Proposed Guidance for Grants and Agreements | March 2020 | File |
| European Commission | Consultation Document on an EU Framework for Markets in Crypto-Assets | March 2020 | File |
| Financial Conduct Authority (FCA) | Call for Input: Open finance | March 2020 | File |
| Bank for International Settlements (BIS) | Discussion Paper Designing a Prudential Treatment for Crypto-Assets | March 2020 | File |
| European Commission | Towards a New Comprehensive Approach to Preventing and Combating Money Laundering and Terrorism Financing | March 2020 | File |
| European Commission | Open Market Consultation Document European Blockchain PCP | March 2020 | File |
| European Commission | Revision of the Non-Financial Reporting Directive Roadmap | February 2020 | File |
| European Banking Authority (EBA) | Consultation Paper on the Draft Implementing Technical Standards on Disclosure and Reporting of MREL and TLAC | February 2020 | File |
| Bank for International Settlements (BIS) | Basel Committee on Banking Supervision Consultative Document Introduction of Guidelines on Interaction and Cooperation Between Prudential and AML/CFT Supervision | February 2020 | File |
| Commodity Futures Trading Commission (CFTC) | Proposed Rule for Certain Swap Data Repository and Data Reporting Requirements | January 2020 | File |
| European Banking Authority (EBA) | Consultation Paper on Draft Implementing Technical Standards on Supervisory Reporting Requirements for Institutions under Regulation (EU) No 575/2013 | January 2020 | File |
| European Banking Authority (EBA) | Draft Implementing Technical Standards Consultation Paper on Public Disclosures by Institutions of the Information Referred to in Titles II and Titles III of Part Eight of Regulation (EU) No 575/2013 | January 2020 | File |
| Financial Action Task Force (FATF) | Draft Guidance on Digital Identity | November 2019 | File |
| European Commission | European Partnership for Innovative Small and Medium Enterprises (Horizon Europe Program) Public Consultation | November 2019 | File |
| European Commission | Report on the Application of the eIDAS Regulation Evaluation Roadmap | October 2019 | File |
| European Commission | Digital Europe Draft Orientations for the preparation of the work programme(s) 2021-2022 | October 2019 | File |
| Central Bank of Bahrain | Consultation on the Proposed Amendments to the Anti-Money Laundering and Combating Financial Crime Module (Module AML) | October 2019 | File |
| European Insurance and Occupational Pensions Authority (EIOPA) | Consultation Paper on Proposals for Solvency II 2020 Review Package on Supervisory Reporting and Public Disclosure | October 2019 | File |
| German Federal Ministry of Justice and Consumer Protection and the Federal Ministry of Finance | Draft law for further implementation of the Transparency Directive amending Directive with a view to a single electronic format for annual financial reports | October 2019 | File |
| European Securities and Markets Authority (ESMA) | Draft Guidelines on Disclosure Requirements under the Prospectus Regulation Consultation Paper | October 2019 | File |
| U.S. Department of Commerce Bureau of Economic Analysis | Proposed Rules Amending the Reporting Requirements for Direct Investment Surveys: BE-10, Benchmark Survey of US Direct Investment Abroad | September 2019 | File |
| European Securities and Markets Authority (ESMA) | | September 2019 | File |
| European Commission | Inception Impact Assessment for European Partnership for Innovative Small and Medium Enterprises (SMEs) | August 2019 | File |
| European Commission | Evaluation of Regulation on Mutual Assistance in Customs Matters | August 2019 | File |
| European Payments Council | E-invoice Electronic Presentment and Presentment Service Message Definition Report Document | August 2019 | File |
| UK Department for Business, Energy and Industrial Strategy | Corporate Transparency and Register Reform Consultation on options to enhance the role of Companies House and increase the transparency of UK corporate entities | August 2019 | File |
| European Securities and Markets Authority (ESMA) | Consultation Paper Guidelines for reporting under Articles 4 and 12 SFTR | July 2019 | File |
| Hong Kong Monetary Authority (HKMA) and Hong Kong Securities and Futures Commission (SFC) | Joint Consultation Paper on Enhancements to the OTC Derivatives Regulatory Regime for Hong Kong to \u2013 (1) mandate the use of Unique Transaction Identifiers for the reporting obligation, (2) revise the list of designated jurisdictions for the masking relief of the reporting obligation and (3) update the list of Financial Services Providers under the clearing obligation | June 2019 | File |
| UK HM Treasury | Transposition of the Fifth Money Laundering Directive: consultation | June 2019 | File |
| Bermuda Monetary Authority | Consultation Paper New Legislative Framework for Fund Administrators; \u201CFund Administration Provider Business Act 2019\u201D | May 2019 | File |
| Federal Reserve Bank of New York | Best Practices for Payments, Clearing and Settlement Activities Report of the Payments Risk Committee Draft for Consultation | April 2019 | File |
| Hong Kong Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) and the Federation of Share Registrars Limited (FSR) | Joint Consultation Paper on a Revised Operational Model for Implementing an Uncertificated Securities Market in Hong Kong | April 2019 | File |
| UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) | FCA and PRA changes to mortgage reporting requirements | March 2019 | File |
| European Commission (EC) | Consultation Document on the Update of the Non-Binding Guidelines on Non-Financial Reporting | March 2019 | File |
| China Securities Regulatory Commission (CSRC) | Provisions on Issues Concerning the Implementation of the Measures for the Administration of Domestic Securities and Futures Investment by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (Consultation Paper) | March 2019 | File |
| European Securities and Markets Authority (ESMA) | Draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | February 2019 | File |
| BaFin | | January 2019 | File |
| Office of Management and Budget | Draft Federal Grants Management Data Standards for Feedback | January 2019 | File |
| Financial Conduct Authority | Brexit: proposed changes to the Handbook and Binding Technical Standards \u2013 first consultation (CP18/28) | December 2018 | File |
| Sovrin Foundation | Sovrin Governance Framework V2 | November 2018 | File |
| Federal Reserve Board | Potential Federal Reserve Actions to Support Interbank Settlement of Faster Payments | November 2018 | File |
| Federal Reserve System | Public Feedback on the Payment Lifecycle from the Report on Best Practices for Payments, Clearing and Settlement Activities | October 2018 | File |
| Financial Sector Conduct Authority (FSCA) South Africa | Consultation Paper on the Implementation of Legal Entity Identifiers | October 2018 | File |
| Committee on Payments and Market Infrastructures-International Organisation of Securities Commissions (CPMI-IOSCO) | Consultative report on Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI) | September 2018 | File |
| Investment Industry Regulatory Organization of Canada (IIROC) | Proposed Provisions Respecting Client Identifiers | September 2018 | File |
| General Services Administration (GSA US) | Entity Validation Services (EVS) Request for Proposal #ID15170001 | September 2018 | File |
| Securities and Exchange Commission (Nigeria) | Rules on Regulation of Derivatives Trading | September 2018 | File |
| Department of the Treasury Office of Financial Research (OFR) (US) | Request for Comments Ongoing Data Collection of Centrally Cleared Transactions in the U.S. Repurchase Agreement Market | August 2018 | File |
| Federal Reserve System | Public Comment on Proposal to Adopt ISO 20022 Message Format for Fedwire Funds Service | August 2018 | File |
| European Central Bank (ECB) | Regulation of the European Central Bank amending Regulation (EU) No 1333/2014 concerning statistics on the money markets | August 2018 | File |
| Financial Stability Board (FSB) | Cyber Lexicon Consultative Document_ | August 2018 | File |
| European Banking Authority (EBA) | Draft Guidelines on the STS criteria for non-ABCP securitisation Consultation Paper_ | July 2018 | File |
| Department of Commerce (US) | Request for Comments on the Cross-Agency Priority Goal: Leveraging Data as a Strategic Asset_ | July 2018 | File |
| United Nations Centre for Trade Facilitation and Electronic 2 Business\_(UN/CEFACT) | White Paper on the technical applications of Blockchain to United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) deliverables_ | July 2018 | File |
| European Commission (EC) | Fitness Check on the EU Framework for Public Reporting by Companies Consultation | July 2018 | File |
| Bank of England | ISO 20022 consultation paper: a global standard to modernise UK payments | July 2018 | File |
| European Banking Authority (EBA) | Guidelines on STS criteria in securitisation | July 2018 | File |
| European Commission (EC) | Proposal for a Directive of the European Parliament and the Council amending Directive (EU) 2017/1132 as regards the use of digital tools and processes in company law | July 2018 | File |
| CEN-CENELEC | Recommendations for Successful Adoption in Europe of Emerging Technical Standards on Distributed Ledger/Blockchain Technologies White Paper | June 2018 | File |
| Securities and Exchange Board of India (SEBI) | Draft Framework for Participation of Foreign Entities Having Actual Exposure to Indian Commodity Markets in the Commodity Derivatives Market | June 2018 | File |
| Financial Conduct Authority (FCA) and the Bank of England | Using technology to achieve smarter regulatory reporting Consultation | June 2018 | File |
| Financial Stability Board (FSB) | Governance arrangements for the unique product identifier (UPI) Second consultation document | May 2018 | File |
| Hong Kong Monetary Authority and the Securities and Futures Commission | Joint consultation paper on enhancements to the OTC derivatives regime for Hong Kong | April 2018 | File |
| Hong Kong Exchanges and Clearing Limited | Listing Regime for Companies from Emerging and Innovative Sectors Consultation Paper | March 2018 | File |
| Office of Information and Regulatory Affairs, U.S. Office of Management and Budget | Request for Information Federal Statistical System | February 2018 | File |
| European Securities and Markets Authority (ESMA) | Draft regulatory technical standards under the new Prospectus Regulation Consultation Paper | March 2018 | File |
| European Commission (EC) | Public consultation on fitness check on supervisory reporting | February 2018 | File |
| Organization Identifier Working Group (ORCID) | RFI on Registry Product Definition Governance Recommendations Recommendations of the ORG_ID Product Breakout Group | November 2017 | File |
| General Services Administration (US) | Entity Validation Services Draft Performance Work Statement (PWS) | November 2017 | File |
| Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) | Request for Comment on a Concept Proposal Regarding Amendments to Primary Offering Practices of Brokers, Dealers and Municipal Securities Dealers | November 2017 | File |
| Financial Stability Board (FSB)/CPMI-IOSCO (Committee on Payments and Market Infrastructures-International Organization of Securities Commissions) | Governance arrangements for the unique product identifier (UPI): key criteria and functions Consultation document | November 2017 | File |
| European Commission (EC) | Review of the directive on the re-use of Public Sector Information (PSI Directive) Consultation | December 2017 | File |
| Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements_Public Consultation | October 2017 | File |
| Basel Committee on Banking Supervision (BCBS) | Implications of fintech developments for banks and bank supervisors Consultative Document | October 2017 | File |
| European Commission (EC) | Capital Markets Union - consultation on further reducing barriers to post-trade services across financial markets
EPTF Report
EPTF Report – Annex 3 | October 2017 | File |
| European Securities and Markets Authority (ESMA) | Draft technical advice on content and format of the EU Growth prospectus Consultation Paper | September 2017 | File |
| European Securities and Markets Authority (ESMA) | Draft technical advice on format and content of the prospectus_Consultation Paper | September 2017 | File |
| UK Department for Digital, Culture Media & Sport | nisdirective-public_consultation__1.pdf | September 2017 | File |
| International Organization of Securities Commissions (IOSCO) | Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets Consultation Report | October 2017 | File |
| European Banking Authority (EBA) | Draft Regulatory Technical Standards setting technical requirements on development, operation and maintenance of the electronic central register | September 2017 | File |
| European Commission (EC) | Public consultation on the conflict of laws rules for third party effects of transactions in securities and claims | June 2017 | File |
| Committee on Payments and Market Infrastructures \u2013 International Organization of Securities Commissions (CPMI-IOSCO) | | August 2017 | File |
| European Securities and Markets Authority (ESMA) | Draft technical advice, implementing technical standards and guidelines under the MMF (Money Market Funds) Regulation | July 2017 | File |
| European Commission (EC) | Database Directive Public Consultation | July 2017 | File |
| European Central Bank (ECB) | User requirement documents on the future RTGS services to the market consultation | May 2017 | File |
| US Commodity Futures Trading Commission (CFTC) | Project KISS (Keep It Simple, Stupid) consultation on simplifying and modernizing the Commission\u2019s rules | July 2017 | File |
| Basel Committee on Banking Supervision (BCBS) | Guidelines Identification and management of step-in risk Consultative Document | May 2017 | File |
| Organization Identifier Working Group (ORCID) | Survey on Registry Product Definition | April 2017 | File |
| National Institute of Standards and Technology (NIST) \u2013 US Department of Commerce | DRAFT NIST Special Publication 800-63-3 Digital Identity Guidelines \u2013 Computer Security | May 2017 | File |
| Financial Stability Board (FSB) | FSB Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms Consultation document on main elements | May 2017 | File |
| European Commission Banking and Finance | Public consultation on FinTech: a more competitive and innovative European financial sector | June 2017 | File |
| European Commission Directorate-General for Financial Stability, Financial Services and Capital Markets Union (EU DG-FISMA) | Public consultation on the operations of the European Supervisory Authorities | April 2017 | File |
| Financial Stability Board (FSB) | Proposed governance arrangements for the unique transaction identifier (UTI) Consultation document | April 2017 | File |
| General Services Administration (US) | | March 2017 | File |
| Financial Stability Board (FSB) | Guidance on Central Counterparty Resolution and Resolution Planning | March 2017 | File |
| European Supervisory Authorities (ESAs \u2013 ESMA, EBA and EIOPA) | Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions | February 2017 | File |
| Australia Prudential Regulatory Authority (APRA_EFS) | Discussion Paper on Economic and Financial Statistics | March 2017 | File |
| European Central Bank (ECB)/Eurosystem | Consultation on TARGET Instant Payments Settlement User Requirements (TIPS) | January 2017 | File |
| European Commission (EC) | Building the European data economy, Digital Single Market | April 2017 | File |
| European Banking Authority (EBA) | Consultation Paper on Draft Guidelines on supervision of significant branches | January 2017 | File |
| Basel Committee on Banking Supervision (BCBS) | Consultative document, Guidelines, Revised annex on correspondent banking | January 2017 | File |
| European Banking Authority (EBA) | Consultation Paper Draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS) on the information to be provided for the authorisation of credit institutions | January 2017 | File |
| Payments Market Practice Group (PMPG) | LEI in the Payments Market First Discussion Paper | December 2016 | File |
| European Banking Authority (EBA) | Consultation Paper on Guidelines on Connected Clients under Article 4 (1) (39) of Regulation (EU) No 575/2013 | October 2016 | File |
| US Securities and Exchange Commission (SEC) | Modernizing certain business and financial disclosure requirements in Regulation S-K | July 2016 | File |
| European Insurance and Occupational Pensions Authority (EIOPA) | Solvency II European Long-Term Investment Funds (ELTIF) Consultation | May 2016 | File |
| Eurosytem/European Central Bank (ECB) | Consultative Report: Eurosystem's vision for the future of Europe\u2019s financial market infrastructure | April 2016 | File |
| European Securities and Markets Authority (ESMA) | | November 2016 | File |
| European Securities and Markets Authority (ESMA) | Securities Financing Transation Regulation (SFTR) - Discussion paper | April 2016 | File |
| European Commission (EC) | Cybersecurity consultation | March 2016 | File |
| European Commission (EC) | Digital Single Europe consultation | January 2016 | File |
| European Banking Authority (EBA) | Consultation Paper on the draft Regulatory Technical Standards specifying the requirements on strong customer authentication and common and secure communication under PSD 2 (Payment Services Directive 2) | October 2016 | File |
| European Banking Authority (EBA) | Consultation Paper on Draft Regulatory Technical Standards on the framework for cooperation and exchange of information between competent authorities for passport notifications, under PSD 2 (Payment Services Directive 2) | January 2016 | File |
| European Banking Authority (EBA) | Consultation Paper on Guidelines on ICAAP and ILAAP information collected for SREP purposes | February 2016 | File |
| US Commodity Futures Trading Commission (CFTC) | Request for Comment, Draft Technical Specifications for Certain Swap Data Elements | February 2016 | File |
| Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) | Second Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) | September 2016 | File |
| Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) | Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) | February 2016 | File |
| Committee on Payments and Market Infrastructures (CPMI) | Consultative Report on Correspondent Banking | December 2015 | File |
| Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) | Consultative Report on the Harmonisation of key OTC derivatives data elements (other than UTI and UPI) \u2013 first batch | October 2015 | File |
| Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) | Consultative Report on the Harmonisation of the Unique Transaction Identifier (UTI) | September 2015 | File |
